Megan Gates

Megan Gates

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More “Broken Windows”: SEC Charges Schedule 13D Filers with Disclosure Violations for Failing to Update Ownership Reports

When a significant stockholder in a publicly-held company is considering plans to take the company private, how soon must the stockholder disclose those plans in a Schedule 13D filing?...more

3/24/2015  /  Board of Directors , Broken Windows , Corporate Officers , Disclosure Requirements , Enforcement Actions , Going-Private Transactions , Schedule 13D , Securities and Exchange Commission (SEC) , Shareholders
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