On February 12, 2018, the Commodity Futures Trading Commission (CFTC) settled charges against AMP Global Clearing LLC (AMP), a futures commission merchant (FCM), for the company’s failure to adequately supervise one of its IT...more
3/13/2018
/ CFTC ,
Civil Monetary Penalty ,
Cybersecurity ,
Data Breach Plans ,
Data Loss Prevention ,
Data Protection ,
Enforcement Actions ,
Information Governance ,
Information Systems Security Program (ISSP) ,
Personally Identifiable Information ,
Popular ,
Third-Party Service Provider ,
Vendors
The Federal Energy Regulatory Commission’s (FERC’s) Office of Enforcement (Enforcement) recently released its annual report on enforcement activities for 2014. As is typical, Enforcement identified its primary concerns as...more