Michael Sherman

Michael Sherman

Dechert LLP

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SEC Issues No-Action Letter Expanding Interpretation of the Definition of “Knowledgeable Employee”

The staff of the Division of Investment Management of the U.S. Securities and Exchange Commission (the “Staff”) has issued a no-action letter in response to a request by the Managed Funds Association (the “MFA Letter”),...more

3/26/2014  /  Actual or Constructive Knowledge , No-Action Letters , Securities and Exchange Commission (SEC)
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