SEC/CORPORATE -
SEC and Division of Corporation Finance Issue New Pay Ratio Disclosure Guidance -
On September 21, the Securities and Exchange Commission (SEC) issued an interpretive release (available here) regarding...more
10/2/2017
/ C&DIs ,
Congressional Investigations & Hearings ,
Consolidated Audit Trail ,
Designated Contract Markets (DCMs) ,
EURIBOR ,
Libor ,
MiFID II ,
Pay Ratio ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Tick Size
SEC/CORPORATE -
Implementation of Pay Ratio Disclosure Requirement Not Expected to Be Delayed -
On September 15, at the ABA Business Law Section Annual Meeting, the Securities and Exchange Commission (SEC) Division of...more
9/25/2017
/ C&DIs ,
Collateralized Debt Obligations ,
Commodity Trading Advisors (CTAs) ,
CPOs ,
Disclosure Requirements ,
EU ,
Executive Compensation ,
Financial Conduct Authority (FCA) ,
MiFID II ,
Mortgage-Backed Securities ,
No-Action Relief ,
Pay Ratio ,
Regulation A ,
Regulation S-K ,
UK
SEC/CORPORATE -
Acting SEC Chair Directs Staff to Reconsider Pay Ratio Disclosure Rule -
On February 6, the acting Securities and Exchange Commission Chairman, Michael Piwowar, issued a statement soliciting public...more
SEC/CORPORATE –
SEC Division of Corporation Finance Issues Five Additional C&DIs Relating to Pay Ratio Disclosure Rule –
On October 18, the Securities and Exchange Commission’s Division of Corporation Finance...more
10/24/2016
/ C&DIs ,
Capital Acquisition Broker (CAB) ,
EU ,
Money Market Funds ,
Pay Ratio ,
Regulation S-K ,
Remuneration ,
RTO ,
TRACE ,
UCITS ,
UK
SEC to Consider Adoption of Pay Ratio Disclosure Rules at August 5 Opening Meeting -
On July 29, the Securities and Exchange Commission, pursuant to a “Sunshine Act” notice, stated that it will hold an open meeting on...more
8/3/2015
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Disclosure Requirements ,
EU ,
European Securities and Markets Authority (ESMA) ,
Foreign Jurisdictions ,
Investment Management ,
Jurisdiction ,
Pay Ratio ,
Remuneration ,
Securities and Exchange Commission (SEC) ,
Sunshine Act ,
UCITS