On September 21, 2020, the Federal Trade Commission (“FTC”), with the concurrence of the Antitrust Division of the U.S. Department of Justice (“DOJ”), announced a Notice of Proposed Rulemaking and an Advance Notice of...more
10/2/2020
/ Advanced Notice of Proposed Rulemaking (ANPRM) ,
Antitrust Division ,
Antitrust Provisions ,
Department of Justice (DOJ) ,
ETFs ,
Federal Trade Commission (FTC) ,
Hart-Scott-Rodino Act ,
Investment Opportunities ,
Investors ,
NPRM ,
Regulatory Agenda
Investors considering engaging with management should take note of a recent informal interpretation received from the FTC’s Premerger Notification Office (PNO) advising that certain seemingly “passive” behavior is...more
11/3/2016
/ Anti-Competitive ,
Antitrust Provisions ,
Department of Justice (DOJ) ,
Federal Trade Commission (FTC) ,
Hart-Scott-Rodino Act ,
Investment Funds ,
Investment-Only Exemption ,
Investors ,
Mergers ,
Monopolization ,
Mutual Funds ,
Pre-Merger Filing Requirements ,
Securities