The Securities and Exchange Commission (Commission) last week adopted amendments to Rule 501(a) (Rule) of Regulation D under the Securities Act of 1933, as amended (Act), to add additional categories of individuals and...more
As we have discussed in prior Bulletins, pursuant to Section 5 of the Securities Act of 1933 (Securities Act) and state securities laws, any offer and sale of a security must be registered with the Securities and Exchange...more
11/16/2016
/ Amended Rules ,
Bad Actors ,
Intrastate Offerings ,
Registration Requirement ,
Regulation D ,
Repeal ,
Rule 147 ,
Rule 147A ,
Rule 504 ,
Rule 505 ,
Safe Harbors ,
Sales of Securities ,
Section 5 ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Small Offering Exemptions ,
State of Residency ,
State Securities Claims