On November 2, 2020, the Securities and Exchange Commission (SEC) voted to amend its rules in order to harmonize, simplify, and improve the multilayered and overly complex exempt offering framework. The SEC believes the...more
Non-Enforcement - States are Accommodating Crowdfunding Offerings While the SEC Continues to Ponder Crowdfunding Rules -
The SEC first proposed rules in October 2013 for the crowdfunding exemption which was included in...more
8/3/2015
/ Accountants ,
Asset Valuations ,
Auditors ,
Broker-Dealer ,
Civil Monetary Penalty ,
Crowdfunding ,
Department of Labor (DOL) ,
Fee Disclosure ,
Fiduciary Duty ,
Hedge Funds ,
Investment Company Act of 1940 ,
Investors ,
JOBS Act ,
Private Equity Funds ,
Public Pension ,
Securities and Exchange Commission (SEC)
When the U.S. Congress passed the crowdfunding exemption under the Jumpstart Our Business Startups Act (the “Jobs Act”) in 2012, there was much anticipation and optimism for the ability of issuers of securities to be able to...more