With Chair Mary Jo White in her second year at the helm, the Securities and Exchange Commission showcased its efforts, improvements, and enforcement successes at this year’s SEC Speaks Conference. The Commission highlighted...more
Each year at The SEC Speaks, the Commissioners and senior leadership of the Securities and Exchange Commission identify the agency’s priorities and initiatives for the coming year. Of course, one of the most anticipated...more
In This Issue:
Overview Of Insider Trading Law; 2012 Enforcement activity; Galleon Update; Expert Network Cases; What Does Cooperation Buy You?; Global Trading, Global Enforcement; Legislative Reform; 10b5-1 Plans: Not...more
1/18/2013
/ 10b5-1 Plans ,
China ,
Enforcement ,
EU ,
Federal Sentencing Guidelines ,
Global Dealmaking ,
Insider Trading ,
Penalties ,
Securities and Exchange Commission (SEC) ,
Sentencing ,
STOCK Act