Regina Joseph

Regina Joseph

Shumaker, Loop & Kendrick, LLP

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Latest Posts › Cease and Desist Orders

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Crowdfunding Disclaimers Aren’t Adequate to Avoid Liability under U.S. Securities Laws

Warning to non-United States equity crowdfunding sites: it’s not enough to warn that offerings are not being made to United States residents. Your procedures must verify that investors are not United States residents. On...more

11/13/2014  /  Cease and Desist Orders , Corporate Counsel , Crowdfunding , JOBS Act , Popular , Regulation D , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act
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