Robert Rose

Robert Rose

Sheppard Mullin Richter & Hampton LLP

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District Court Grants Motion to Compel Against SEC, Holding that "Facts" Are Not Work Product In SEC Confidential Witness...

In a recent Securities & Exchange Commission (“SEC”) investigation, the SEC interviewed three persons who had proffer agreements with the SEC and United States Attorney. In a subsequent SEC enforcement action, a defendant...more

5/3/2013  /  Confidential Witnesses , Motion to Compel , Securities and Exchange Commission (SEC) , Work-Product Doctrine
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