Robert Sawyer

Robert Sawyer

Foley Hoag LLP

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SEC Division of Investment Management Issues Guidance on Personal Trade Reporting of Accounts Over Which Reporting Persons Have No...

Under Rule 204A-1 of the Investment Advisers Act of 1940, a registered investment adviser’s written code of ethics must include requirements for reporting of personal securities holdings and trading activity by the adviser’s...more

7/1/2015  /  Corporate Officers , Ethics , Investment Adviser , Investment Advisers Act of 1940 , Non-Public Information , Securities and Exchange Commission (SEC)
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