In 2020, investment companies should be prepared for important compliance deadlines and likely US Securities and Exchange Commission (SEC) rulemakings.
In this Bottom Line videocast, Cynthia Beyea and Ronald Coenen Jr....more
1/30/2020
/ Asset Management ,
Compliance ,
ETFs ,
Filing Deadlines ,
Form N-PORT ,
Investment Companies ,
Investment Funds ,
Investors ,
Portfolio Companies ,
Proposed Rules ,
Regulatory Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC)
On October 13, 2016, the SEC approved new Rule 22e-4 under the Investment Company Act of 1940, as amended (the 1940 Act), which will require certain open-end investment companies other than money market funds, to adopt and...more