Shawn Hough

Shawn Hough

BakerHostetler

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Spoofing, Sports and the Panama Papers: BakerHostetler Offers Mid-Year Review of Cross-Border Government Investigations and...

Halfway through 2016, the international community has seen a staggering variety of cross-border investigations and enforcement actions. Brexit, the release of the Panama Papers, allegations of widespread sports doping and the...more

9/16/2016 - Broker-Dealer CFTC Corporate Counsel DOJ EMIR Export Controls Financial Conduct Authority (FCA) FinCEN FINRA Hackers Money Laundering Panama Papers Popular Sanctions SEC Securities Fraud Spoofing UK

2015 Year-End Cross-Border Government Investigations and Regulatory Enforcement Review

Globalization has connected people, companies, and products across national borders more than ever. Goods and services developed in one part of the world are readily available in other parts of the world and technology is...more

3/11/2016 - Accounting Fraud Anti-Money Laundering Dodd-Frank FIFA Government Investigations Insider Trading Racketeering Regulatory Oversight Sanctions SEC Securities Fraud Spoofing UK Whistleblowers

2015 Securities Class Actions by the Numbers

2015 was a busy, fast-paced year for securities class action filings. According to a report published by NERA Economic Consulting, 234 federal securities class action complaints were filed in 2015. This is the highest number...more

2/24/2016 - Class Action Foreign Corporations Securities Fraud Settlement Agreements

U.S. Supreme Court To Review Fifth Circuit’s SLUSA Decision in Stanford Ponzi Scheme Case

The Supreme Court recently granted certiorari to examine the “in connection with” requirement of the Securities Litigation Uniform Standards Act (“SLUSA”) in Chadbourne & Parke LLP v. Troice, No. 12-79....more

1/28/2013 - Chadbourne & Parke LLP v Troice Class Action Ponzi Scheme SCOTUS SLUSA

Ninth Circuit: SLUSA Does Not Bar State Law Breach of Contract Claims

The Securities Litigation Uniform Standards Act of 1998 (“SLUSA”) is a federal law that bars state law securities class actions alleging misrepresentations or omissions related to the purchase or sale of certain covered...more

1/15/2013 - Breach of Contract Class Action Life Insurance Misrepresentation Preemption SLUSA

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