Simon Wong

Simon Wong

Dechert LLP

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Financial Services Quarterly Report - First Quarter 2017: Hong Kong’s New Requirements for “Senior Management” of Fund Managers...

The Securities and Futures Commission of Hong Kong (SFC) recently introduced the “Senior Management Accountability Regime” (regime), in an effort to make senior managers (particularly those who are not already designated as...more

3/27/2017  /  Board of Directors , Corporate Misconduct , Corporate Officers , Hong Kong , Hong Kong Securities and Futures Commission (HKSFC) , Individual Accountability , Managers , Publicly-Traded Companies , Senior Managers , SFC
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