Stanley Polit

Stanley Polit

Katten Muchin Rosenman LLP

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CFTC Extends Continued No-Action Relief From Certain Recordkeeping Requirements

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (collectively, Divisions) have issued CFTC Letter No. 15-65, which indefinitely extends the...more

12/15/2015  /  CFTC , Commodity Broker , No-Action Relief , Recordkeeping Requirements , Regulatory Oversight

CFTC To Hold an Open Commission Meeting To Consider Final and Proposed Rules

The Commodity Futures Trading Commission announced it will hold an open meeting on Wednesday, December 16 at 10:30 a.m. (ET). The meeting agenda includes a discussion of proposed rules regarding the Division of Clearing and...more

12/15/2015  /  CFTC , Financial Markets , Regulatory Oversight , Swap Clearing , Uncleared Swaps
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