Steve Ganis

Steve Ganis

Mintz Levin

Contact  |  View Bio  |  RSS

Latest Posts › Private Placements

Share:

Two Recent SEC No Action Letters Establish Standards for Crowdsourcing Online Platforms Limited to "Accredited Investors" to Avoid...

In two recent no action letters, the Securities and Exchange Commission (the “SEC”) granted no action relief for two venture capital online funding platforms, the FundersClub, Inc. (“FundersClub”) and AngelList, LLC...more

4/11/2013 - Accredited Investors AngelList Broker-Dealer Carried Interest Fundersclub.com No-Action Letters Private Placements SEC Securities Exchange Act

New FINRA Rule 5123 Regarding Private Placements of Securities Effective December 3, 2012

In an effort to enhance oversight and investor protection over private placement activity of firms on behalf of other issuers, new Financial Industry Regulatory Authority, Inc. (FINRA) Rule 5123 became effective on December...more

1/4/2013 - Commodity Pool Exemptions FINRA Private Investment Funds Private Placements Securities

2 Results
|
View per page
Page: of 1