On May 4, 2020, the staff of the Division of Corporation Finance (“Corp Fin”) at the Securities and Exchange Commission (the “SEC”) published four COVID-19 related FAQs. This additional guidance relates to SEC’s March 25,...more
5/13/2020
/ Coronavirus/COVID-19 ,
Corp Fin ,
Exceptions ,
Filing Deadlines ,
Form 8-K ,
Form S-3 ,
Nasdaq ,
Notice Requirements ,
Offerings ,
Publicly-Traded Companies ,
Relief Measures ,
Securities and Exchange Commission (SEC) ,
Shareholder Approval ,
Temporary Regulations
The SEC is proposing to extend the testing-the-waters ("TTW") accommodation to all issuers, including investment company issuers.1 Citing the dominance of the IPO market by emerging growth companies ("EGCs")2 and evidence...more
2/25/2019
/ Accredited Investors ,
Corporate Issuers ,
Emerging Growth Companies ,
Initial Public Offering (IPO) ,
Investment Companies ,
JOBS Act ,
Offerings ,
Proposed Rules ,
Public Comment ,
Qualified Institutional Buyers ,
Regulation FD ,
Request For Information ,
Securities Act ,
Securities and Exchange Commission (SEC) ,
Testing-the-Waters Communications