Stuart Strauss

Stuart Strauss

Dechert LLP

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Update on Lifting of SEC Moratorium on Active ETF Use of Derivatives

The staff of the U.S. Securities and Exchange Commission (the “SEC”) released no action relief (the “Letter”) addressed to recipients of 18 prior orders (the “Prior Orders”) granting exemptive relief to launch...more

12/13/2012  /  CFTC , ETFs , Moratorium , No-Action Letters , Securities and Exchange Commission (SEC) , Swaps
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