Thomas Potter, III

Thomas Potter, III

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2nd Circuit Narrows Scope of Tippee Liability for Insider Trading

The US Second Circuit this Wednesday narrowed the scope of “tippee” liability for insider trading, rejecting the “doctrinal novelty” of recent government prosecution theories. In United State v. Newman, Nos. 13-1837-cr c/w...more

12/15/2014  /  Dell , Hedge Funds , Illegal Tipping , Insider Trading , Material Nonpublic Information , NVIDIA , Portfolio Managers , Securities , Securities Fraud , US v Newman
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