On March 4, 2020, the SEC proposed a set of amendments designed to simplify and improve the exempt offering framework. The SEC's stated goal is to make it easier for issuers to access the capital markets and to provide...more
In order to sell securities (notes, common stock, preferred stock, membership interests in an LLC), a company must either register the sale under federal and state securities laws or find an exemption from such registration...more
8/11/2017
/ Accredited Investors ,
Bad Actors ,
Crowdfunding ,
Exemptions ,
Private Equity ,
Private Placements ,
Regulation A ,
Regulation D ,
Rule 147 ,
Rule 147A ,
Rule 504 ,
Rule 505