Wendy Cohen

Wendy Cohen

Katten Muchin Rosenman LLP

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SEC Issues Update for Advisers Relying on the Unibanco No-Action Letters

Recently, the staff (Staff) of the US Securities and Exchange Commission's (SEC) Division of Investment Management issued an information update (the "Information Update") for investment advisers registered under the...more

4/11/2017  /  Affiliates , Foreign Affiliates , Investment Advisers Act of 1940 , No-Action Letters , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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