Changes Afoot? -
President Trump has issued a number of orders that have as their aim reducing regulatory burdens. For example, there is the January 30, 2017 “two for one” order, which contemplates that, for each new rule...more
3/10/2017
/ Acquisitions ,
Corporate Governance ,
Disclosure ,
EU ,
FATCA ,
Hyperlink ,
IFRS ,
Intrastate Offerings ,
Non-GAAP Financial Measures ,
Safe Harbors ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Trump Administration ,
XBRL Filing Requirements
On September 13, 2016, the House Financial Services Committee of the United States House of Representatives (the “FSC”) formally released H.R. 5983, the “Financial CHOICE Act” (the “CHOICE Act”). While the CHOICE Act has...more
9/16/2016
/ Acquisitions ,
Capital Formation ,
Conflict Mineral Rules ,
Corporate Governance ,
Crowdfunding ,
Disclosure Requirements ,
Dodd-Frank ,
Executive Compensation ,
FHFA ,
Fiduciary Duty ,
Financial Institutions ,
Mergers ,
NCUA ,
Overpayment ,
Pay Ratio ,
Popular ,
Private Placements ,
Safe Harbors ,
Small Business ,
Smaller Reporting Companies ,
Title IX ,
Transparency
The requirement of the Securities and Exchange Commission (the “SEC”) for registered open-end funds to disclose “acquired fund fees and expenses” (“AFFE”) of other funds they invest in, including business development...more
On June 23, 2016, the SEC Division of Corporation Finance (the “Division”) issued new Compliance and Disclosure Interpretations (“C&DIs”) for Securities Act Rule 701. The new C&DIs address the exemption for offers and sales...more