On February 20, 2015, several representatives from the SEC spoke at the Practising Law Institute’s program titled “SEC Speaks in 2015,” including Chair Mary Jo White and Commissioner Louis A. Aguilar. Ms. White provided...more
2/25/2015
/ Asset-Backed Securities ,
Credit Rating Agencies ,
Derivatives ,
Dodd-Frank ,
Enforcement ,
Equity Compensation ,
Hedging ,
JOBS Act ,
Money Market Funds ,
Over-the-Counter Sales ,
Regulation SCI ,
Securities and Exchange Commission (SEC) ,
Startups
During the American Bar Association’s Business Law Section Fall Meeting, the Federal Regulation of Securities Committee hosted a dialogue with the Director of the SEC’s Division of Corporation Finance, Keith Higgins. Mr....more