In 2024, investment advisers – those registered with the U.S. Securities and Exchange Commission (SEC) and those that file notices as exempt reporting advisers - will continue to feel the impact of the SEC’s recent rule making frenzy. Among other things, this letter is intended to help address this new year’s investment adviser and private fund regulatory reporting and compliance obligations. It also is intended to provide insight on regulatory initiatives that we expect to be just over the horizon.
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