AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition
FCPA Compliance Report: Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins
Daily Compliance News: June 8, 2026, The Manipulative Creep Edition
Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
The Debanking Debate: Regulators, Risk, and Reality for Payments — The Consumer Finance Podcast
AI Today in 5: June 4, 2026, The Circular Bet Edition
Daily Compliance News: June 4, 2026, The Fighting Tariff Refunds Edition
AI Today in 5: June 3, 2026, The From No Control to Total Control Edition
Great Women in Compliance: Wildly Effective, 10 Years Later
Compliance into the Weeds: Why the Compliance Job Market Feels Frozen
Daily Compliance News: June 3, 2026, The Rubicon of Corruption is Crossed Edition
Powering Progress | Ep. 6 – Power, Scale, and Scrutiny
AI Today in 5: June 2, 2026, The Exposing Yourself Edition
Daily Compliance News: June 2, 2026, The Big Trouble Down Under Edition
FCPA Compliance Report: Matt Ellis on Cartels, FTO Risk, and Corporate Compliance in Latin America
From the Editor’s Desk: Aaron Nicodemus on the May and June in Compliance Week
Nationwide Shifts in Background Checks: New York’s Credit Ban, Virginia's Sealed Records Law, and Federal FCRA Reform — FCRA Focus Podcast
The U.S. Department of Labor (“DOL”) proposed a landmark regulation on March 30, 2026, that could fundamentally reshape the investment landscape for America's 401(k) plans. The proposed rule, titled “Fiduciary Duties in...more
Under Article 9 of the Uniform Commercial Code, even minor errors in a debtor name, such as spacing, punctuation, abbreviations, or name order, may result in a seriously misleading and therefore legally insufficient financing...more
The U.S. national security regulatory framework governing cross-border investment continues to evolve and has bipartisan political support. From the modernization of the Committee on Foreign Investment in the United States...more
The Cross Market Operational Resilience Group (CMORG) has published guidance on frontier AI and cyber resilience for financial institutions. The guidance highlights that advanced AI systems are accelerating the speed, scale...more
The Federal Reserve Board, FDIC and OCC have jointly updated interagency documents to delete references to reputational risk. The agencies took this action to complement their earlier actions to end the use of...more
The Federal Reserve, FDIC and OCC jointly reissued interagency guidance documents to further remove references to reputation risk, part of a broader supervisory effort to address debanking that has featured prominently in the...more
The European Commission (EC) has adopted a Delegated Regulation proposing targeted amendments to the EU prudential framework for banks' market risk, specifically the Fundamental Review of the Trading Book (FRTB) under the...more
The global business environment in 2026 is characterised by a level of uncertainty that many companies have not experienced in decades. Geopolitical tensions and instability in strategic regions have led to disruptions to...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
The Office of the Comptroller of the Currency (OCC) has begun to issue preemption determinations again for the first time since the Dodd-Frank Act went into effect in 2011, a development we explored in our most recent issue...more
Cyber risk in the regulated financial services sector often crosses legal entities and geographies as banking groups typically share IT infrastructure and outsourcing arrangements. In March this year, the UK regulators (Bank...more
A set of nonprofit and for-profit organizations filed suit against the Consumer Financial Protection Bureau (“CFPB”) and its Acting Director Russell Vought, asking the court to vacate the CFPB’s final rule amending the...more
On June 2, 2026, the U.S. Securities and Exchange Commission (the “SEC”) published its Draft Strategic Plan for fiscal years 2026-2030, formally incorporating Chair Paul Atkins’ deregulatory and innovation-focused vision into...more
What Happened? In a little-noticed, but important development, on April 8, 2026, Fannie Mae issued a governance framework for Fannie Mae Seller/Servicers’ use of artificial intelligence (AI) and/or machine learning (ML) in...more
Our Financial Restructuring & Reorganization Group examines a recent UK High Court decision clarifying the standing requirements for creditors seeking administration orders, including holders of convertible loan notes whose...more
To understand Executive Order 14403, titled “Promoting Retirement-Savings Access for American Workers by Establishing TrumpIRA.gov,” issued by President Trump on April 30, 2026, it is helpful to understand the government’s...more
On May 19, the FTC announced that the U.S. District Court for the District of Nevada held a payment processor and two of its executives in civil contempt for allegedly violating a 2015 order governing the company’s payment...more
U.S. Financial Services Firms Announce Stablecoin Products - A U.S. national bank, SoFi, recently announced that it is the first to offer a “U.S. national bank-issued stablecoin [that] is available directly on a banking...more
Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions. Abolition of lifetime allowance: further clarificatory...more
On June 2, NYDFS announced that it had signed a memorandum of understanding (MOU) with the European Banking Authority (EBA) to foster cross-border cooperation on stablecoin supervision, including the sharing of confidential...more
On May 22, the FDIC Board of Directors approved an NPRM that would implement BSA/AML and sanctions compliance standards applicable to FDIC-supervised permitted payment stablecoin issuers (PPSIs) as required by the GENIUS Act....more
On May 20, Vermont Governor Phil Scott signed H.385 into law, establishing protections and remedies for victims of “coerced debt” and authorizing banks and credit unions to take protective action against suspected financial...more
Here is the situation I see again and again. A business owner took out an SBA COVID EIDL loan to survive the pandemic. The loan was large enough to require a personal guarantee....more
In December 2025, Treasury and the IRS issued proposed regulations under Code section 892 (Prior Proposed Regulations) addressing the taxation of foreign government investment income in the United States. Key provisions...more
On June 1, the U.S. District Court for the Northern District of Illinois issued a Memorandum Opinion and Order revisiting its February 2026 ruling concerning the Illinois Interchange Fee Prohibition Act (IFPA). The court...more