The Standard Formula Podcast | An Overview of Colombia’s Growing Insurance Sector
Work This Way: A Labor & Employment Law Podcast Key | Employment Law Trends Impacting the Financial Services Industry with Matthew Penfield of Maynard Nexsen
TMA Chicago/Midwest Podcast | Chapter President Sandy Prabhakar on Referral Networks, Market Uncertainty and "Pipeline to Prosperity"
Podcast — The Growth Rocketship: Navigating the Institutional Evolution of the Blockchain World With ParaFi
JONES DAY PRESENTS®: Private Credit: Bridging the Digital Infrastructure Funding Gap
Signs of Life at the CFPB — The Consumer Finance Podcast
Point-of-Sale Finance Series: The New Regulatory Reality for Small Business Financing and Trade Credit — The Consumer Finance Podcast
The JustPod: The Vacation of Tom Hayes’s Conviction (Part 2)
New Jersey's Big Bet on Disparate Impact: What the AG's New Rules Mean for Lenders and AI — Regulatory Oversight Podcast
The JustPod: The Conviction of Tom Hayes and the Global Libor Scandal (Part 1)
Navigate the Money Matrix in Our Upcoming Series: Privacy, Security, and AI Explained — The Consumer Finance Podcast
Moving AI from Hype to Habit
Point-of-Sale Finance Series: Understanding the Development and Regulation of Buy Now, Pay Later Products - Payments Pros – The Payments Law Podcast
State Law Roundup: Arbitration Changes and Junk Fee Rules in California and Massachusetts — Moving the Metal: The Auto Finance Podcast
Point-of-Sale Finance Series: Navigating Home Improvement Finance Risks and Regulations — The Consumer Finance Podcast
Daily Compliance News: October 31, 2025, The Happy Halloween Edition
Regulatory Ramblings: Episode 81 - The Compliance Implications of Chinese Wealth Flooding Singapore // Spotlight on: HK Regulators Moving Digital Assets Forward with Donald Day and Philippa Allen
Navigating the Servicemembers Civil Relief Act: Protections and Litigation Trends — The Consumer Finance Podcast
Daily Compliance News: October 30, 2025, The End of the (Banking) Nerds Edition
Point-of-Sale Finance Series: Banking on Lending Models — Payments Pros – The Payments Law Podcast
ESMA has published an interim report on transaction reporting on the call for evidence on a comprehensive approach for the simplification of financial transaction reporting under the Markets in Financial Instruments...more
The European Securities and Markets Authority (ESMA) has published a statement setting out the results of its common supervisory action (CSA) with national competent authorities on the integration of sustainability in firms'...more
Ireland is widely recognised as a leading domicile in which to establish investment funds. The most common Irish-regulated fund structures used in fund finance transactions are: (i) Irish collective asset-management vehicles...more
On April 22, the NYDFS issued an industry letter reminding entities regulated under the New York Banking Law of their obligations under Section 296-a of the New York Executive Law, New York’s fair lending statute. The letter...more
On April 10, the FDIC rescinded prior supervisory guidance addressing multiple non-sufficient funds (NSF) fees arising from the re-presentment of the same unpaid transaction. The rescinded guidance had previously outlined the...more
Due diligence is crucial in lending and allows lenders to thoroughly evaluate a borrower's financial situation while complying with lending regulations. This free webinar, entitled Hidden Tax Debt: What You Should Know About...more
On May 1, the CFPB finalized a substantially revised Section 1071 rule, which implements the small business lending data collection and reporting requirements under the Equal Credit Opportunity Act (ECOA) and Regulation B, as...more
The European Securities and Markets Authority (ESMA) has published a compliance table under the Markets in Cryptoassets Regulation (MiCAR) setting out member state compliance with its guidelines on when a third-country firm...more
On April 9, 2026, the U.S. Department of the Treasury announced a new cybersecurity information‑sharing initiative led by its Office of Cybersecurity and Critical Infrastructure Protection (OCCIP). The program is designed to...more
The UK Financial Conduct Authority (FCA) has published a statement announcing it is launching a review of the claims management market, prompted by concerns that some claims management companies (CMCs) and law firms are...more
The UK Parliament has published an updated webpage confirming that the Listed Investment Companies (Classification etc) Bill, a Private Members' Bill introduced in September 2024, will make no further progress as the...more
The European Securities and Markets Authority (ESMA) has published official translations of its final guidelines on internal controls for benchmark administrators (BMAs), credit rating agencies (CRAs) and market transparency...more
The European Commission has adopted a Delegated Regulation supplementing the European Market Infrastructure Regulation ((EU) No 648/2012) (EMIR), specifying the method for the determination of fees charged by the European...more
In our latest round-up of developments in ESG for UK clients, we cover the following topics: FCA proposal to regulate ESG ratings providers European Banking Authority’s (EBA) major proposal to simplify supervisory reporting...more
On March 2, 2026, the Financial Industry Regulatory Authority (FINRA) announced a series of enhancements to its enforcement program as part of its broader “FINRA Forward” initiative. The changes are aimed at making...more
On May 6, the American Bankers Association (ABA), joined by nearly every state bankers association, sent the U.S. Department of the Treasury (Treasury), a follow‑on request for more time to comment on Treasury’s GENIUS Act...more
On Tuesday, May 5, Federal Reserve Vice Chair for Supervision Michelle W. Bowman addressed the Women in Housing and Finance Symposium. In her speech, the Vice Chair framed consumer fraud as more than just a consumer...more
The FDIC has issued FIL-14-2026 rescinding its guidance governing the re-presentment of the same transaction after raising questions about the Biden Administration’s prior guidance....more
To keep you informed of recent activities, below are several of the most significant federal events that have influenced the Consumer Financial Services industry over the past week. Federal Activities: On May 1, the...more
In This Update - Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended March 31. On January 22, the Securities and Exchange Commission’s (SEC) Small...more
Synthetic identity fraud has become one of the most costly and difficult-to-detect threats in auto finance. This type of fraud involves combining real and fabricated personal information — often pairing a valid Social...more
What Happened? In April 2026, Maryland Governor Wes Moore signed Senate Bill 784 (Chapter 40 of the Laws of 2026), a measure addressing the application of licensing requirements under the Maryland Financial Institutions...more
On March 11, 2026, the SEC and the Commodity Futures Trading Commission (CFTC) signed what both agencies have called a “historic” memorandum of understanding. The memorandum is intended to create a new level of cooperation...more
On April 9, 2026, the French legislator published Ordinance No. 2026-255 of April 8, 2026 transposing Directive (EU) 2024/1619 (CRD VI) into French law (available here—French only) (French CRD VI Transposition). On April 9,...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. Furthermore, we produce detailed briefings to cover key developments in the field of financial...more