AI Today in 5: October 31, 2025, The Happy Halloween Edition
AI Today in 5: October 28, 2025, The AI and National Security AI Edition
2 Gurus Talk Compliance: Episode 62 - The What’s on Your Menu Edition
Compliance Tip of the Day - AI Powered Internal Controls
AI Today in 5: October 9, 2025, The Looming AI Compliance Crisis Edition
AI Today in 5: October 8, 2025, The 5 Qs Edition
Upping Your Game: Leveraging Chatbots for Enhanced Compliance Efficiency
AI Today in 5: October 3, 2025, The What is Truth Edition
Daily Compliance News: October 3, 2025, The Dictating Culture Edition
AI Today in 5: October 2, 2025, The Killing Self-Regulation Edition
Life With GDPR - From IT to Total Compliance Tracking with Adam Goslin
Great Women in Compliance - Compliance as a Product Differentiator with Susan Cooper
AI Today in 5: September 19, 2025, The AI is Scheming Edition Episode
Compliance into the Weeds: SCCE Compliance and Ethics Institute Report
AI Today in 5: September 17, 2025, The What Are They Building Episode
AI Today in 5: September 11, 2025, The Cruz Sandbox AI Episode
AI Today in 5: September 10, 2025, The Compliance First AI Episode
Compliance Tip of the Day: Using AI to Embed Your Compliance Program
Compliance Tip of the Day: Trust and Verify
Compliance Tip of the Day: AI Assistant for Compliance
Chris Hilliard, CEO of Winnow Solutions, joins RegFi co-hosts Jerry Buckley and Sherry Safchuk for an in-depth discussion on how AI is transforming regulatory intelligence in financial services. The conversation explores the...more
Financial services sit at the heart of the UK government’s modern Industrial Strategy. Designated as one of eight “growth-driving sectors”, it is expected to play a central role in supporting economic growth – yet it faces...more
The European Securities Markets Authority (ESMA) has announced the adoption of its new digital strategy 2026–2028 and an updated data strategy 2023–2028, signalling a continued shift toward technology‑driven supervision and...more
Artificial intelligence was the dominant technology story of 2025, and will remain so in 2026. For better or worse – or, more likely, for both better and worse at the same time – AI is now seeping into every corner of...more
The GFSC is driving future growth and positioning Guernsey as a trusted, innovative hub for digital finance and digital assets. The Digital Finance Consultation proposes regulatory changes to support tokenisation,...more
The 2025 edition of our annual flagship publication, Global FSR Outlook, took as its theme 'perpetual motion'. This seemed to aptly describe how the financial services community felt as we all looked out on the ever shifting...more
The UK Financial Conduct Authority (FCA) has published its latest Regulation Round-up, a monthly newsletter to firms covering hot topics, events and sector news. Areas for firms to note include: (i) the launch of the...more
Ask any board if AI is on the agenda, and the answer is yes. Ask how confident they feel about their vendors’ use of AI, and the answer is less clear....more
The AI compliance environment in financial services is quickly evolving. While the EU moves full steam ahead with clear enforcement mandates, the U.S. landscape remains fragmented and unpredictable. How will your compliance...more
FINRA’s President and Chief Executive Officer, Robert Cook, recently published a blog post describing FINRA’s ongoing efforts to integrate artificial intelligence (“AI”), including generative AI (“GenAI”), into its regulatory...more
Regulatory clarity in the digital assets and crypto space continues to be a moving target. Yet, the interest among policymakers and regulators worldwide has never been more pronounced....more
On October 28, FINRA detailed how it has used AI and GenAI technologies to help it oversee the securities markets. FINRA reported the rollout of new GenAI-enabled tools, such as an internal large language model chat system...more
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
The Bank of England (BoE) has published the terms of participation for its upcoming Synchronisation Lab which will support the testing and refinement of a proposed synchronisation capability for the UK's renewed Real-Time...more
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more
Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI, so start your day, sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
Jonathan Armstrong remains on assignment. Today, Tom visits with Adam Goslin, founder of Total Compliance Tracking, to discuss his journey from IT development and management to becoming a leader in the security and compliance...more
Like the annual Presidential State of the Union Address, NAVEX’s yearly State of Risk and Compliance Report provides important insights and benchmarks against which compliance professionals can measure their own...more