Signs of Life at the CFPB — The Consumer Finance Podcast
The Standard Formula Podcast | South Korea in Focus: Analyzing One of Asia’s Most Dynamic Insurance Markets
The JustPod: The Vacation of Tom Hayes’s Conviction (Part 2)
The Compliance 911 Show
The JustPod: The Conviction of Tom Hayes and the Global Libor Scandal (Part 1)
Navigate the Money Matrix in Our Upcoming Series: Privacy, Security, and AI Explained — The Consumer Finance Podcast
Electronic Funds Transfers Issues
The Trump Administration's Debanking Initiative: Risk Mitigation, Regulatory Deadlines, and Sanctions for Noncompliance — The Consumer Finance Podcast
PODCAST: Williams Mullen's Raising Capital 101: A Securities Podcast - What is this 40 Act?
Daily Compliance News: November 3, 2025, The World Athletics Edition
Daily Compliance News: October 31, 2025, The Happy Halloween Edition
Navigating the Servicemembers Civil Relief Act: Protections and Litigation Trends — The Consumer Finance Podcast
Point-of-Sale Finance Series: Banking on Lending Models — Payments Pros – The Payments Law Podcast
Daily Compliance News: October 29, 2025, The CEO No-No Edition
Flood remains compliance challenge
Daily Compliance News: October 24, 2025, The CZ Pardoned Edition
10 For 10: Top Compliance Stories For the Week Ending October 18, 2025
Executive Order 14331: Navigating the New Era of Fair Banking — The Consumer Finance Podcast
The Future of Bank-Fintech Collaborations in Digital Finance — Payments Pros – The Payments Law Podcast
The Future of Bank-Fintech Collaborations in Digital Finance — The Crypto Exchange Podcast
Enforcement and regulatory conditions observed during 2025 continue to influence cross border risk exposure across Latin America in 2026. These conditions are particularly relevant for financial institutions, illicit supply...more
The FCA is consulting on some of the FCA-led remedies from the package of measures set out in the December 2023 final report on its Credit Information Market Study (CIMS). These include proposed new mandatory reporting...more
The Basel Committee on Banking Supervision has published a comprehensive report analysing the rise of synthetic risk transfer ("SRT") markets, finding that synthetic risk transfer transactions have become a significant source...more
Following on the FDIC’s recent issuance of updated guidelines for appeals of material supervisory determination, the OCC is now proposing to replace the existing guidance for handling appeals of material supervisory...more
On February 13, 2026, the United States Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued an order (Order) granting certain banks, mutual funds, brokers, and dealers exceptive relief from the...more
HM Treasury and the Department for Science, Innovation and Technology have jointly published guidance setting out how entities regulated under the UK Money Laundering, Terrorist Financing and Transfer of Funds (Information on...more
A Department for Work and Pensions (DWP) consultation on draft Codes of Practice (COPs) on the issuing of information notices and direct deduction orders (DDOs), eligibility verification notices (EVNs), and information...more
President Donald Trump Accuses Banks of Undermining GENIUS Act, Urges Passage of CLARITY Act- On March 4, Trump posted on Truth Social accusing the banking industry of undermining the Guiding and Establishing National...more
This month, we are pleased to feature our client NY Green Bank (NYGB). A division of the New York State Energy Research and Development Authority (NYSERDA), NYGB is a state-sponsored specialized fund that invests in New York...more
The Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2026 has been laid before Parliament. The Order exempts the British Business Bank plc, together with various of its subsidiary companies, and the...more
Starting on March 20, 2026, new Nacha risk management rules (“Rules”) go into effect that require originating and receiving entities, as well as service providers, to implement “risk-based processes and procedures” to detect...more
On February 26, 2026, 13 Republican state attorneys general announced a “first-of-its-kind” settlement with The Vanguard Group, Inc. resolving part of a multistate antitrust lawsuit against major asset managers....more
The UK Financial Conduct Authority (FCA) has published an updated webpage on the CCR009 return for relevant ancillary credit firms. The update confirms that, for data covering 1 January 2025 to 31 December 2025, the reporting...more
On February 18, 2026, the Government of Canada announced significant amendments to the Special Economic Measures (Syria) Regulations (Syria Regulations), marking a substantial shift in Canada’s sanctions framework applicable...more
Canada, like other major jurisdictions, has a broad range of economic and financial sanctions targeting foreign states and their nationals, as well as various terrorist organizations....more
ESRB: Report on financial stability risks from linkages between banks and the non-bank financial intermediation sector - The ESRB published a report on financial stability risks from linkages between banks and the non-bank...more
On February 25, 2026, the Office of the Comptroller of the Currency (OCC) issued a Notice of Proposed Rulemaking proposing regulations to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act...more
The European Banking Authority (EBA) has published a follow‑up report to its 2022 peer review on information and communication technology (ICT) risk assessment under the Supervisory Review and Evaluation Process (SREP). The...more
The UK Prudential Regulation Authority (PRA) has published policy statement PS5/26, finalising amendments to its framework for credit unions wishing to invest in credit union service organisations (CUSOs). Following its June...more
Geopolitical and economic risk are increasingly shaping the regulatory and operating environment for financial institutions. Sanctions updates, export controls, trade actions, and supervisory expectations now shift in real...more
The U.S. Department of the Treasury has released two new artificial intelligence (“AI”) resources intended to help banks and other financial institutions adopt AI more securely and consistently: (1) an Artificial Intelligence...more
The US Department of the Treasury recently announced two new resources to assist with the adoption of artificial intelligence (AI) in the financial services sector....more
Multilateral financing goes to the essence of the Paris Agreement Article 9 commitment: that developed countries must provide assistance to developing countries for climate mitigation and adaptation. That commitment is now...more
On February 20, the OCC granted preliminary conditional approval for a charter application to establish a de novo national trust bank, which will be limited to trust company operations and related activities, including...more
On February 19, the OCC announced the termination of five enforcement actions dating back to 2022. The OCC stated that it terminates enforcement actions when banks have demonstrated compliance with all articles of the...more