CFTC Interim Final Rules on Business Conduct and Documentation Requirements

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On December 18, 2012, the CFTC approved interim final rules for swap dealers and major swap participants which defer compliance with certain business conduct and documentation requirements until either May 1 or July 1, depending on the regulation. Comments must be submitted within 30 days after publication in the Federal Register. CFTC Release.

Topics:  CFTC, Compliance, Major Swap Participants, Swaps

Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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