CFTC Proposes Significant Disclosure Requirements with which CPOs and CTAs Operating under CFTC Rule 4.7 Will Have to Grapple

Karen Anderberg, Katherine Coghlan, Philip Hinkle, Michael McGrath, Sarah Sennett, Audrey Wagner
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The Commodity Futures Trading Commission (Commission or CFTC) voted to announce proposed rule changes on October 2, 2023, that would significantly change the disclosure requirements applicable to registered commodity pool operators (CPOs) of private funds and registered commodity trading advisors (CTAs) to sophisticated clients.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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