CFTC Proposes Substantial Modifications to CPO/CTA Registration and Reporting Obligations


At an open meeting on January 26, the Commodity Futures Trading Commission proposed rules that would repeal exemptions from registration and effect substantial changes to the reporting requirements applicable to commodity pool operators (CPOs) and commodity trading advisors (CTAs) under the CFTC's Part 4 rules. Among the significant changes that would be effected by the proposed rules are the following...

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Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

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