CFTC Regulations on Associated Persons of Swap Dealers and Major Swap Participants


On March 29, the CFTC approved final regulations governing dual and multiple associations of associated persons of swap dealers, major swap participants and other CFTC registrants. CFTC Release.

Topics:  CFTC, Major Swap Participants, Swap Dealers

Published In: Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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