CFTC Reponses to Questions on Timing of Swap Dealer Registration Rules

Explore:  CFTC Swap Dealers

On September 10, the CFTC responded to questions on the timing of when entities will be required to register as swap dealers. The CFTC issued FAQs to help market participants better understand the requirements and timing of the rules. CFTC Release.

Topics:  CFTC, Swap Dealers

Published In: Administrative Agency Updates, Business Organization Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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