In This Issue:
- Insider Trading Law
- Insider Trading Penalties
- Cooperating with the Government
- Cooperating with the Department of Justice
- Cooperating with the Securities and Exchange Commission
-Excerpt from Insider Trading Law:
“Insider trading” is an ambiguous term that includes both legal and illegal trading by insiders. Legal “insider trading” occurs when a corporate insider buys or sells stock in his or her own company and discloses the transactions to the SEC on Forms 3, 4, and 5. Legal insider trading might also include, for example, trading on information overheard between strangers sitting on a train or on information obtained through a non-confidential business relationship.
Originally published in ACC QuickCounsel on May 15, 2014.
Please see full article below for more information.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.