February 24, 2020

Corporate & Financial Weekly Digest, Featuring Articles on Updates to Continuing Ed for Securities Professionals and Reviews of MiFID II and MiFIR

Carolyn Jackson, Timothy Kertland, Nathaniel Lalone, Susan Light, Neil Robson

Katten Muchin Rosenman LLP

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BROKER-DEALER -

SEC Proposes to Modernize Infrastructure for NMS Securities Market Data -

On February 14, the Securities and Exchange Commission proposed to modernize the infrastructure for the collection, consolidation and dissemination of market data for exchange-listed national market system (NMS) securities, including by expanding the content of included NMS market data and introducing a decentralized consolidation model with competing data consolidators.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.