ESMA Updates MiFIR Data Reporting Q&As

Orrick - Finance 20/20
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The European Securities and Markets Authority (“ESMA“) published an updated version on November 14, 2017, of its Q&As on data reporting under the Markets in Financial Instruments Regulation (Regulation 600/2014) (“MiFIR“).

The updated version includes new answers (in section 15: transaction reporting) relating to:

  • Portfolio management
  • Swaps related to indices
  • Transaction reporting for primary issuances
  • Corporate events

 

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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