FCA Second Consultation on Implementing CRD IV For Investment Firms

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The FCA published a second consultation paper on proposals to implement CRD IV for investment firms (CP13/12). CRD IV is a package of major reforms to EU legislation on prudential requirements for credit institutions and investment firms. The effect of the reforms will be to replace the existing CRD with a regulation (the CRR) and a directive (the CRD IV Directive).

In CP13/12, the FCA consults on proposals applying to investment firms that are currently subject to the Capital Requirements Directive (2006/48/EC and 2006/49/EC) (CRD), and to management companies (as defined under the UCITS Directive (2009/65/EC) (UCITS IV) and alternative investment fund managers (AIFMs). Second Consultation Paper.

 


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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