Financial Services Regulatory Reform Update - November 19, 2010

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In This Issue:

SEC PROPOSES INVESTMENT-ADVISER OVERSIGHT RULES; FED PROPOSES RULE ON VOLCKER COMPLIANCE EXTENSION; DEFICIT COMMISSION CO-CHAIRS MAKE CHANGES TO DRAFT PROPOSAL; SEC CHAIR MEETS WITH UK COUNTERPARTS – AS CONCERNS ABOUT THE GLOBAL HARMONIZATION ABOUT FINANICAL REGUALTORY REFORM CONTINUE TO GROW; SEC’S PROPOSED ABS REGULATIONS DRAW FIRE; SEC/TREASURY PERSONNEL CHANGES; TREASURY’S WOLIN SPEAKS AT LONDON STOCK EXCHANGE; FCIC REPORT ON FINANCIAL CRISIS CAUSES DELAYED; MSRB OPENS REGISTRATION SYSTEM FOR MUNICIPAL ADVISERS; REPUBLICANS RESPOND TO FEDERAL RESERVE ACTIONS; DODD ASKS FSOC TO WEIGH IN ON FORECLOSURE “ROBO-SIGNING”; FINANCIAL STABILITY BOARD MAKES “TOO BIG TO FAIL” PROPOSAL; PRACTICING LAW INSTITUTE DISCUSSES SAY-ON-PAY; AND, UPCOMING HEARINGS.

Please see full newsletter below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Mintz Levin - Public Finance Matters | Attorney Advertising

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