Financial Services Regulatory Reform Update - November 19, 2010

more+
less-

In This Issue:

SEC PROPOSES INVESTMENT-ADVISER OVERSIGHT RULES; FED PROPOSES RULE ON VOLCKER COMPLIANCE EXTENSION; DEFICIT COMMISSION CO-CHAIRS MAKE CHANGES TO DRAFT PROPOSAL; SEC CHAIR MEETS WITH UK COUNTERPARTS – AS CONCERNS ABOUT THE GLOBAL HARMONIZATION ABOUT FINANICAL REGUALTORY REFORM CONTINUE TO GROW; SEC’S PROPOSED ABS REGULATIONS DRAW FIRE; SEC/TREASURY PERSONNEL CHANGES; TREASURY’S WOLIN SPEAKS AT LONDON STOCK EXCHANGE; FCIC REPORT ON FINANCIAL CRISIS CAUSES DELAYED; MSRB OPENS REGISTRATION SYSTEM FOR MUNICIPAL ADVISERS; REPUBLICANS RESPOND TO FEDERAL RESERVE ACTIONS; DODD ASKS FSOC TO WEIGH IN ON FORECLOSURE “ROBO-SIGNING”; FINANCIAL STABILITY BOARD MAKES “TOO BIG TO FAIL” PROPOSAL; PRACTICING LAW INSTITUTE DISCUSSES SAY-ON-PAY; AND, UPCOMING HEARINGS.

Please see full newsletter below for more information.

LOADING PDF: If there are any problems, click here to download the file.

Published In: Administrative Agency Updates, General Business Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Mintz Levin - Public Finance Matters | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

CONNECT

Mintz Levin’s Public Finance practice has earned a reputation for taking a client-oriented,... View Profile »


Follow Mintz Levin - Public Finance Matters:

Reporters on Deadline