Insiders, Outsiders, Rogues And Sophisticates: Lessons in Business Protection from the Coal Face Market Abuse and Investor Losses

K&L Gates LLP
Contact
LinkedIn
Facebook
X
Send
Embed

In This Presentation:

- FSA Enforcement 2012

- Novel Approaches

- Market Abuse- Insider dealing

- Inside Information

- No Penalty – s123(2) FSMA

- Background - Punch Taverns plc

- Events

- The Punch Call 9 June 2009

- FSA Finding

- The Sell Order Call 9 June 2009

- FSA Finding

- Penalties

- Issues

- Takeaways

Please see full presentation below for more topics and information.

Please see full publication below for more information.

View PDF
Download PDF [116KB]
Email
Report

LOADING PDF: If there are any problems, click here to download the file.
Send Report

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

© K&L Gates LLP

Written by:

K&L Gates LLP
K&L Gates LLP
Contact
more
less

PUBLISH YOUR CONTENT ON JD SUPRA NOW

  • Increased visibility
  • Actionable analytics
  • Ongoing guidance

K&L Gates LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign Up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide