CSSF Press Release 15/49 Relating to the New Transparency Requirements for Issuers of Securities and Notifications of Major Holdings

In press release 15/49, the CSSF provides clarifications in relation to the provisions of Directive 2013/50/EU, which introduces amendments to Directive 2004/109/EC on the harmonization of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, transposed into Luxembourg law by the law of 11 January 2008 on transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market. The press release relates to the publication of regulated information and provides details in relation to the determination of the home member state and notifications of major holdings.

CSSF Overview of Undertakings for Collective Investment and Specialized Investment Funds at the End of October 2015

The CSSF’s press release 15/50 contains an overview of undertakings for collective investment and specialized investment funds at the end of October 2015. The overview relates to (i) the global situation, which covers the evolution of undertakings for collective investment (UCI) with shares in the month of October 2015, the evolution of fixed income UCIs in October 2015, diversified UCIs and fund of funds in the month of October 2015 and (ii) information in relation to the number and net assets of part I and part II UCIs of the Luxembourg law of 2010 relating to undertakings for collective investment and SIFs under the law of 2007 relating to specialized investment funds.

CSSF Regulation 15-03 in Relation to Marketing of Alternative Investment Funds

CSSF regulation 15-03 in relation to article 46 of the law of 12 July 2013 on alternative investment fund managers lays down detailed rules for the application of article 46 of the law of 12 July 2013 on alternative investment fund managers regarding the marketing of foreign alternative investment funds to retail investors in Luxembourg.

CSSF Newsletter for November 2015

The CSSF published its November 2015 newsletter (number 178), which contains a summary of recent national regulation and statistics.