ISDA Risk Disclosure Documents For Swaps

The CFTC business conduct rules require swap dealers to disclose the material risks of a particular swap to a counterparty, which may include market, credit, liquidity, foreign currency, legal, operational, and any other applicable risks.  ISDA has published a number of standard risk disclosure documents which include:

  • General Disclosure Statement
  • Commodities Derivative Disclosure Annex
  • Credit Derivatives Disclosure Annex

The documents are available for free download here (click on the “Disclosure Documents” tab).

Check dodd-frank.com frequently for updated information on the JOBS Act, the Dodd-Frank Act and other important securities law matters.

Topics:  CFTC, Disclosure Requirements, ISDA, Swap Dealers, Swaps

Published In: General Business Updates, Finance & Banking Updates, International Trade Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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