Legislating Fiduciary Duties for Investment Advisors - Does it make sense?

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Brian Radnoff, Commercial Litigation Partner at Lerners LLP, considers whether it makes sense to create statutory provisions that impose on investment advisors fiduciary duties in respect of all of their clients.

Topics:

What is a fiduciary duty?

Do investment advisors and brokerages owe a fiduciary duty See more +

Brian Radnoff, Commercial Litigation Partner at Lerners LLP, considers whether it makes sense to create statutory provisions that impose on investment advisors fiduciary duties in respect of all of their clients.

Topics:

What is a fiduciary duty?

Do investment advisors and brokerages owe a fiduciary duty to their retail clients?

Are fiduciary duties ever imposed on investment advisors?

Why are all Canadian securities commissions considering imposing such a duty?

Is imposing such a duty a good idea? See less -

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Published In: Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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