New SEC Rule 192: Prohibition Against Conflicts of Interest in Certain Securitizations

Shazell Archer, Tara Castillo, Patrick Sargent
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Our Finance Group summarizes the Securities and Exchange Commission’s finalized Rule 192 that prohibits conflicts of interest among participants in asset-backed securitizations.

- The Dodd–Frank Act prohibits conflicts of interest, but the response to SEC’s original 2011 rules was so negative the SEC tabled them

- The new final rule addressed several industry recommendations and concerns

- The rule became effective February 5, 2024, and compliance is required beginning June 9, 2025

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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