On September 16, the National Futures Association (NFA) issued a notice to inform its members that NFA’s new quarterly reporting requirement for commodity trading advisor (CTA) member firms pursuant to NFA Compliance Rule 2-46 is effective for the quarter ending September 30, 2013. The initial reports will be due on November 14, 2013. These quarterly reports, known as NFA Form PR, consist of the Commodity Futures Trading Commission’s Form CTA-PR together with additional information relating to trading programs offered by the CTA, related monthly rates of return and assets under management for those trading programs. All NFA member CTAs must submit Form PR each quarter, regardless of whether they are currently active.
The NFA Notice to Members is available here.