NFA Issues Notice Regarding CTA Reporting Requirements

National Futures Association (NFA) issued a notice to members relating to reporting requirements for commodity trading advisors (CTAs). Pursuant to recently adopted Commodity Futures Trading Commission Regulation 4.27, CTAs must file a Form PR annual report for the 2012 calendar year with NFA by February 14, 2013. The Form PR requires each CTA to report on an annual basis general information about the CTA, its trading programs, the pool assets directed by the CTA and the identity of the commodity pool operators that operate those pools. The Form PR must be filed electronically using NFA’s EasyFile System.

NFA Notice I-13-02 is available here.


Topics:  Commodities, CTA, Investment Adviser, NFA, Reporting Requirements

Published In: Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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