NFA to Publicly Display FCM Financial Data Online


[authors: Kevin M. Foley, Maureen C. Guilfoile]

The National Futures Association (NFA) has announced that beginning November 1, it will made available on NFA’s BASIC online system three separate Futures Commission Merchants (FCM) financial reports. The FCM Capital Report will report the most recent month's adjusted net capital, required net capital, and excess net capital. The FCM Customer Segregated Funds Report will report information with respect to funds held in customer segregated accounts. Similarly, the FCM Customer Secured Amount Funds Report will report information relating to customer secured amount funds.

More information is available here.


Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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