| Fund Name: |
ALTI Private Equity Access Fund |
| Adviser: |
ALTI, LLC |
| Sub-Adviser(s): |
Numeric Investors LLC |
| Fees: |
1.4% Management Fee |
| Open- or Closed-End: |
Closed-End |
| Investor Restrictions: |
Minimum initial investment of $2,500 |
| Filing Date: |
December 17, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Goldman Sachs Real Estate Diversified Income Fund |
| Adviser: |
Goldman Sachs Asset Management, L.P. |
| Sub-Adviser(s): |
None |
| Fees: |
1.25% Management Fee |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase; quarterly distributions) |
| Investor Restrictions: |
Minimum initial investment of $2,500 |
| Filing Date: |
December 10, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Goldman Sachs Credit Income Fund |
| Adviser: |
Goldman Sachs Asset Management, L.P. |
| Sub-Adviser(s): |
None |
| Fees: |
1.5% Management Fee |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase; quarterly distributions) |
| Investor Restrictions: |
Minimum initial investment of $2,500 |
| Filing Date: |
December 10, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Tekla Income Edge Fund |
| Adviser: |
Tekla Capital Management LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Monthly distributions; exchange-traded, NYSE) |
| Investor Restrictions: |
Limited term fund structure; minimum initial investment of 100 Common Shares |
| Filing Date: |
December 3, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund |
| Adviser: |
Cohen & Steers Capital Management, Inc. |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions; exchanged traded, NYSE) |
| Investor Restrictions: |
Minimum investment of 100 Common Shares |
| Filing Date: |
November 19, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Franklin BSP Private Credit Fund |
| Adviser: |
Benefit Street Partners L.L.C. |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (interval fund; quarterly repurchase) |
| Investor Restrictions: |
None specified |
| Filing Date: |
November 18, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Angel Oak Dynamic Financial Strategies Income Term Trust |
| Adviser: |
Angel Oak Capital Advisors |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions; exchange-traded, NYSE) |
| Investor Restrictions: |
Limited term fund structure; minimum investment of 50 Shares ($1,000) |
| Filing Date: |
November 15, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Aberdeen Standard Global Infrastructure Public Private Income Fund |
| Adviser: |
Aberdeen Standard Investments Inc. |
| Sub-Adviser(s): |
Aberdeen Asset Managers Limited |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Exchange-traded, NYSE; monthly distributions) |
| Investor Restrictions: |
None specified |
| Filing Date: |
November 15, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen Dynamic Municipal Opportunities Fund |
| Adviser: |
Nuveen Fund Advisors |
| Sub-Adviser(s): |
Nuveen Asset Management |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions) |
| Investor Restrictions: |
Minimum investment of 100 Common Shares |
| Filing Date: |
November 8, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Aspiriant Defensive Allocation Fund |
| Adviser: |
Aspiriant, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (interval fund; monthly repurchase) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
October 22, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Keystone Private Income Fund |
| Adviser: |
Keystone National Group, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.5% Management Fee; Distribution Fee based on share class |
| Open- or Closed-End: |
Closed-End (quarterly distributions) |
| Investor Restrictions: |
Minimum initial investment for Class A Shares and Class Y Shares is $50,000, for Class D Shares and Class I Shares is $5,000,000, and for Class Z Shares is $10,000,000 |
| Filing Date: |
October 7, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
RiverNorth Flexible Municipal Income Fund, Inc. |
| Adviser: |
RiverNorth Capital Management, LLC |
| Sub-Adviser(s): |
MacKay Shields LLC |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions) |
| Investor Restrictions: |
Minimum initial investment of 100 common shares ($2,000) |
| Filing Date: |
October 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Conversus StepStone Private Markets |
| Adviser: |
StepStone Conversus LLC |
| Sub-Adviser(s): |
StepStone Group LP |
| Fees: |
1.4% Management Fee; 2% Early Repurchase Fee; Distribution Fee based on share class |
| Open- or Closed-End: |
Closed-End (quarterly, annual distributions) |
| Investor Restrictions: |
Minimum initial investment for Class T Shares, Class S Shares and Class D Shares is $50,000; for Class I Shares is $1,000,000 |
| Filing Date: |
October 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
361 Social Infrastructure Fund |
| Adviser: |
361 Infrastructure Partners, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase; quarterly distributions) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
October 3, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Stone Ridge Trust VI NYDIG Bitcoin Strategy Fund |
| Adviser: |
Stone Ridge Asset Management LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Management Fee 1% |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase; annual distributions) |
| Investor Restrictions: |
None specified |
| Filing Date: |
October 2, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
KKR Credit Opportunities Portfolio |
| Adviser: |
KKR Credit Advisors (US) LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.3% Management Fee |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase; quarterly distributions) |
| Investor Restrictions: |
The minimum initial investment of $10,000 for Class D Shares, Class T Shares and Class M Shares, $1,000,000 for Class I Shares |
| Filing Date: |
September 11, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
BlackRock Health Sciences Trust II |
| Adviser: |
BlackRock Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Monthly distributions) |
| Investor Restrictions: |
Minimum initial investment of 100 common shares |
| Filing Date: |
August 20, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Pioneer Securitized Income Fund |
| Adviser: |
Amundi Pioneer Asset Management, Inc. |
| Sub-Adviser(s): |
None |
| Fees: |
Repurchase fee of up to 2% |
| Open- or Closed-End: |
Closed-End (Interval Fund; quarterly repurchase) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
August 20, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Kayne Anderson Income Strategies Fund |
| Adviser: |
Kayne Anderson Fund Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Monthly distributions) |
| Investor Restrictions: |
Minimum initial investment of 100 common shares |
| Filing Date: |
July 23, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Hartford Schroders Opportunistic Income Fund |
| Adviser: |
Hartford Funds Management Company, LLC |
| Sub-Adviser(s): |
Schroder Investment Management North America Inc. |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase) |
| Investor Restrictions: |
Minimum initial investment of $5,000 |
| Filing Date: |
July 16, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
CPG Vintage Access Fund III, LLC |
| Adviser: |
Central Park Advisers, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.25% Management Fee |
| Open- or Closed-End: |
Closed-End (Annual distributions) |
| Investor Restrictions: |
Minimum initial investment of $50,000 |
| Filing Date: |
July 3, 2019 |
| Effective Date: |
Not disclosed |
| |
|
| Fund Name: |
Theseus U.S. Debt Fund |
| Adviser: |
Theseus Capital, Inc. |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
July 3, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Stone Ridge Residential Real Estate Income Fund I, Inc. |
| Adviser: |
Stone Ridge Asset Management LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Repurchase fee of up to 2% |
| Open- or Closed-End: |
Closed-End (Interval fund) |
| Investor Restrictions: |
Minimum initial investment of $15,000,000 |
| Filing Date: |
June 21, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
A3 Alternative Credit Fund |
| Adviser: |
Ascent Alterative Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund) |
| Investor Restrictions: |
Minimum initial investment of $100,000 |
| Filing Date: |
June 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
AllianzGI Artificial Intelligence Opportunities Fund |
| Adviser: |
Allianz Global Investors U.S., LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Monthly distributions) |
| Investor Restrictions: |
100 Common Shares |
| Filing Date: |
May 31, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Income eREIT Interval Fund, LLC |
| Adviser: |
Fundrise Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Repurchase fee of up to 2% |
| Open- or Closed-End: |
Closed-End (Interval fund) |
| Investor Restrictions: |
Minimum initial investment of $1,000 |
| Filing Date: |
June 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cipher Technologies Bitcoin Fund |
| Adviser: |
Cipher Technologies Management LP |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (quarterly repurchase; interval fund) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
May 13, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
NB Crossroads Private Markets Fund VI Custody LP |
| Adviser: |
Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): |
NB Alternatives Advisers LLC |
| Fees: |
0.8% Management Fee (Master Fund) |
| Open- or Closed-End: |
Closed-End (Feeder Fund) |
| Investor Restrictions: |
Minimum capital commitment is $50,000 (commitments of lesser amounts at the discretion of the Board) |
| Filing Date: |
April 26, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen Municipal Credit Opportunities Fund |
| Adviser: |
Nuveen Fund Advisors, LLC |
| Sub-Adviser(s): |
Nuveen Asset Management |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions; annual distributions) |
| Investor Restrictions: |
Minimum initial investment is $1,500 (100 Common Shares) |
| Filing Date: |
April 25, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
NB Crossroads Private Markets Fund VI Holdings LP |
| Adviser: |
Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): |
NB Alternatives Advisers LLC |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Master Fund) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
April 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
BlackRock Science and Technology Trust II |
| Adviser: |
BlackRock Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 26, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
RiverNorth Opportunities Fund II, Inc. |
| Adviser: |
RiverNorth Capital Management, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions; exchange traded, NYSE) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 25, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
CIM Real Assets & Credit Fund |
| Adviser: |
CIM Capital IC Management, LLC |
| Sub-Adviser(s): |
OFS Capital Management, LLC |
| Fees: |
1.5% Management Fee |
| Open- or Closed-End: |
Closed-End (interval fund; quarterly repurchase; monthly distributions) |
| Investor Restrictions: |
Minimum initial investment for Class C Shares, Class A Shares and Class L Shares is $2,500; minimum initial investment for Class I Shares is $1,000,000; minimum subsequent investment per account for all classes of Common Shares is $1,000 |
| Filing Date: |
February 22, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cushing Real Income & Preferred Fund |
| Adviser: |
Cushing Asset Management LP |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions; annual distributions; exchange traded, NYSE) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 1, 2019 |
| Effective Date: |
Pending |
