Regulatory Changes: A Pretty Picture For Gross Margining

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Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG

About this solution:

The Dodd-Frank Act has addressed numerous risks in the financial markets. In this video, Ron Filler, a Professor at New York Law School, says one provision, called gross margining, could alleviate segregated customer account risk, starting in January See more +

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG

About this solution:

The Dodd-Frank Act has addressed numerous risks in the financial markets. In this video, Ron Filler, a Professor at New York Law School, says one provision, called gross margining, could alleviate segregated customer account risk, starting in January 2013.

About the series:

In the aftermath of the MF Global collapse, fraud at Peregrine Financial Group and high profile high-frequency trading shocks, John Lothian News asks – how do you restore customer confidence and bring traders back?

The Restoring Customer Confidence series answers that question by exploring potential solutions using expert interviews and simple animations.

John Lothian News interviewed more than a dozen professionals in the industry to get their ideas and solutions. As these ideas become practice, or as new concepts are adopted by the industry, we will continue to add them to the site.

This video series addresses solutions by category: Protection Fund, Confirmations, Daily Reports, Third-Party Custodians, Ratings, Customer Segregation, Regulatory Changes, HFT Rules. Browse the videos below to see how each idea can help restore customer confidence. See less -

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Published In: Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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