SEC and EU Supervisory Cooperation for Asset Management Industry

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On July 19, the SEC announced that it signed various memoranda of understanding with the financial regulators of 25 member states of the EU and 3 regulators of the European Economic Area as part of a long-term strategy to improve oversight of certain entities in the asset management industry that operate across national borders. SEC Release. Cooperative Arrangements Fact Sheet.

Topics:  Asset Management, EU, European Commission, Eurozone, Financial Services Authority, SEC

Published In: Finance & Banking Updates, International Trade Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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