SEC Provides Temporary Relief for Registered Investment Advisers Affected by the Coronavirus (COVID-19)

Robinson & Cole LLP
Contact

On March 13, 2020, the Securities and Exchange Commission (SEC) announced the issuance of an order (the Order) that provides temporary relief under certain provisions of the Investment Advisers Act of 1940 (Advisers Act) for registered investment advisers (RIAs) affected by the outbreak of the coronavirus, also known as COVID-19. The SEC acknowledged the disruptions the COVID-19 outbreak may cause to RIAs’ access to facilities, personnel and third-party service providers in order to comply with their obligations under the Advisers Act.

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Robinson & Cole LLP | Attorney Advertising

Written by:

Robinson & Cole LLP
Contact
more
less

PUBLISH YOUR CONTENT ON JD SUPRA NOW

  • Increased visibility
  • Actionable analytics
  • Ongoing guidance

Robinson & Cole LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide